Regulators and Self-Regulating Organizations
Investment Industry Regulatory Organization of Canada
The Mutual Fund Dealers Association
Financial Services Commission of Ontario
Licensing Organizations
The Financial Advisors Association of Canada
The Financial Planning Standards Council
Insitute of Advanced Financial Planners
Investor Education
The Canadian Securities Institute
Investment Funds Institute of Canada (Education)
Ombudsman for Banking Services and Investments
Office of the Superintendent of Financial Institutions
Canadian Life and Health Assocaition Inc
Advocis - The Financial Advisors Association of Canada
Laws and Regulations
Mufual Fund Dealers Association of Canada
Investment Industry Regulatory Organization of Canada
British Columbia Insurance Act
Manitoba Insurance Act Part II
New Brunswick Insurance Regulations
Newfoundland and Labrador Insurance Contracts Act
Newfoundland and Labrador Insurance Companies Act
Ontario Securities Commission Rules, Policies and Notices
- Ontario Insurance Regulation Regarding Agents
- Ontario Insurance Unfair or Deceptive Acts or Practices
- Ontario Replacement of Life Insurance Contracts
- Ontario Variable Insurance Contracts
Prince Edward’s Island Insurance Act
Consolidation of the Saskatchewan Insurance Act
Joint Forum of Financial Market Regulators
Principles and Practices for the Sale of Products and Services In the Financial Sector