Recent Articles
Leveraging: Where math and emotion are a bad mix, by Bob Carrick and published in the Globe and Mail, January 26, 2010
Portfolio battered? You may have a case, by Rob Carrick and published in the Globe and Mail, April 21, 2009
Learning for Life, by Craig Harris and published in Forum Magazine, September 2011
Protecting Consumers by James Langton
Portfolio battered? You may have a case by Rob Carrick and published in The Globe and Mail
Caseloads on rise as markets fall by Ellen Roseman and published in The Toronto Star
Levelling the Playing Field by John Hollander
Complaints to the Financial Advisor by John Hollander
How to determine whether the investor has suffered a recoverable loss? by John Hollander
How does a lawyer analyze a potential claim? by John Hollander
Where does personal responsibility start and professional liability stop? by John Hollander
The Litigation Process by John Hollander
Avoiding liability in uncertain times (Part 1) by Harold Geller and published in Advisor.ca
Avoiding liability in uncertain times (Part 2) by Harold Geller and published in Advisor.ca
Avoiding liability in uncertain times (Part 3) by Harold Geller and published in Advisor.ca
Professional Networks Service and Liability by Harold Geller and published in Advisor.ca
Rule of Ages a Good Guide for Investors by Ellen Roseman and published in The Toronto Star
The KYC Process by Harold Geller and published in Advisor.ca
Bank Insurance and Consumer Rights by Harold Geller and published in Advisor.ca
When Advisors Change Dealers by Harold Geller and published in Advisor.ca
Presentation To Ontario Legislative Assembly Standing Committee On Finance And Economic Affairs by John Hollander