Is your financial loss due to your financial advisor's:

Financial planning

Titles and credentials

The KYC process

The process guarantee and periodic reviews

Do you want help to recover a financial loss?

Free initial consultation

 

doucet

Useful Links

Regulators and Self-Regulating Organizations

Ontario Securities Commission

Investment Industry Regulatory Organization of Canada

The Mutual Fund Dealers Association

Financial Services Commission of Ontario

Licensing Organizations

The Financial Advisors Association of Canada

The Financial Planning Standards Council

Institute of Advanced Financial Planners

Investor Education

Advisor.ca

The Investor Education Fund

The Canadian Securities Institute

Investment Funds Institute of Canada (Education)

Ombudsman for Banking Services and Investments

Office of the Superintendent of Financial Institutions

Canadian Life and Health Association Inc.

Advocis - The Financial Advisors Association of Canada

Morningstar.ca

Fundlibrary.com

Laws and Regulations

Mutual Fund Dealers Association of Canada

Rules
By-Laws
Policies
Notices
Bulletins

Investment Industry Regulatory Organization of Canada

Rule Book
Rule Notices

Alberta Insurance Act

British Columbia Insurance Act

Manitoba Insurance Act Part I

Manitoba Insurance Act Part II

New Brunswick Insurance Act

New Brunswick Insurance Regulations

Newfoundland and Labrador Insurance Contracts Act

Newfoundland and Labrador Insurance Companies Act

Nova Scotia Insurance Act

Ontario Securities Commission Rules, Policies and Notices

Ontario Insurance Act 1990

Ontario Insurance Regulation Regarding Agents
Ontario Insurance Unfair or Deceptive Acts or Practices
Ontario Replacement of Life Insurance Contracts
Ontario Variable Insurance Contracts

Prince Edward’s Island Insurance Act

Consolidation of the Saskatchewan Insurance Act